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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-10-28
  • WA RA
    APPROVED
    Since 2021-10-28

Branch Locations

32500 Main St, Black Diamond, WA 98010 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

1212 Cole St., Enumclaw, WA 98022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Bank Puyallup WA 08/2012 08/2021
Key Investment Services Puyallup WA 09/2012 08/2021
Key Investment Services Auburn WA 08/2021 Present
  • 08/2012 → 08/2021
    Key Bank
    Puyallup, WA
  • 09/2012 → 08/2021
    Key Investment Services
    Puyallup, WA
  • 08/2021 → Present
    Key Investment Services
    Auburn, WA
Previous Registrations
Other Businesses

MUSICIAN; NOT INVESTMENT RELATED; PUYALLUP, WA; PERFORM LIVE MUSIC; START DATE = 09/01/2011; 16 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS; PLAY GUITAR AND SING FOR LIVE AUDIENCES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-27
S65 Uniform Investment Adviser Law Examination 2010-09-23
S63 Uniform Securities Agent State Law Examination 2010-09-08
  • S66 Uniform Combined State Law Examination
    2021-10-27
  • S65 Uniform Investment Adviser Law Examination
    2010-09-23
  • S63 Uniform Securities Agent State Law Examination
    2010-09-08

View on SEC IAPD

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