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Gregg Douglas Mulder

Stifel, Nicolaus & Company, Incorporated

Holland, MI

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-01-04
  • MI RA
    APPROVED
    Since 2022-01-04

Branch Locations

99 E. 8Th Street 4Th Floor, Holland, MI 49423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 08/2010 11/2016
Lakeshore Financial Group Lakeshore Financial Group MI 07/2010 11/2016
Envoy, Inc Irving TX 11/2016 02/2017
Commonwealth Financial Network Waltham MA 03/2017 09/2017
Raymond James & Associates Holland MI 09/2017 12/2021
Stifel Nicolaus & Co Inc Holland MI 01/2022 Present
  • 08/2010 → 11/2016
    Commonwealth Financial Network
    Waltham, MA
  • 07/2010 → 11/2016
    Lakeshore Financial Group
    Lakeshore Financial Group, MI
  • 11/2016 → 02/2017
    Envoy, Inc
    Irving, TX
  • 03/2017 → 09/2017
    Commonwealth Financial Network
    Waltham, MA
  • 09/2017 → 12/2021
    Raymond James & Associates
    Holland, MI
  • 01/2022 → Present
    Stifel Nicolaus & Co Inc
    Holland, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-18
S63 Uniform Securities Agent State Law Examination 2010-10-05
  • S66 Uniform Combined State Law Examination
    2011-01-18
  • S63 Uniform Securities Agent State Law Examination
    2010-10-05
Other Names
  • Gregg Mulder

View on SEC IAPD

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Joseph Alan Meckley
Steve Lee Townsend
Kurtis L Kamminga
Jeremy A. Kessler
Richard E Vesnic
NATHAN RYAN LAPHAM
SCOTT JAMES REED

Other Offices

LPL FINANCIAL LLC · HOLLAND, MI
EDWARD JONES · HOLLAND, MI
CHARLES SCHWAB & CO., INC. · Holland, MI
J.P. MORGAN SECURITIES LLC · HOLLAND, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Holland, MI
GASAWAY INVESTMENT ADVISORS, INC. · ZEELAND, MI
ADVISORY ALPHA, LLC · HOLLAND, MI
WELLS FARGO CLEARING SERVICES, LLC · HOLLAND, MI

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