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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-03-31
  • PA RA
    APPROVED
    Since 2014-03-31

Branch Locations

2220 Old Trail Road, Etters, PA 17319 • United States

30 S George St, First Floor Office 118, York, PA 17401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Etters PA 03/2014 Present
Fulton Bank Etters PA 03/2014 Present
Raymond James Financial Services Advisors Inc. Etters PA 03/2014 Present
Fulton Financial Corporation Etters PA 03/2014 Present
Specific Solutions Etters PA 08/2017 Present
Fulton Financial Advisors Etters PA 08/2017 11/2019
Fulton Financial Advisors Etters PA 11/2019 Present
  • 03/2014 → Present
    Raymond James Financial Services, Inc.
    Etters, PA
  • 03/2014 → Present
    Fulton Bank
    Etters, PA
  • 03/2014 → Present
    Etters, PA
  • 03/2014 → Present
    Fulton Financial Corporation
    Etters, PA
  • 08/2017 → Present
    Specific Solutions
    Etters, PA
  • 08/2017 → 11/2019
    Fulton Financial Advisors
    Etters, PA
  • 11/2019 → Present
    Fulton Financial Advisors
    Etters, PA
Previous Registrations
Other Businesses

(1)Name of Business: Fulton Financial Advisors Address: 2220 Old Trail Rd, Etters, PA, 17319, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/14/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-05
  • S66 Uniform Combined State Law Examination
    2010-11-05
Other Names
  • John Hullman Lowder

View on SEC IAPD

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