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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2014-03-31 |
Branch Locations
2220 Old Trail Road, Etters, PA 17319 • United States
30 S George St, First Floor Office 118, York, PA 17401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Etters | PA | 03/2014 | Present |
| Fulton Bank | Etters | PA | 03/2014 | Present |
| Raymond James Financial Services Advisors Inc. | Etters | PA | 03/2014 | Present |
| Fulton Financial Corporation | Etters | PA | 03/2014 | Present |
| Specific Solutions | Etters | PA | 08/2017 | Present |
| Fulton Financial Advisors | Etters | PA | 08/2017 | 11/2019 |
| Fulton Financial Advisors | Etters | PA | 11/2019 | Present |
(1)Name of Business: Fulton Financial Advisors Address: 2220 Old Trail Rd, Etters, PA, 17319, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/14/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-05 |
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