Tattiana Quiros Vargas

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-12-07

TX RA
APPROVED

Since 2020-12-07

Branch Locations

845 Texas Avenue, Houston, TX 77002 • United States

2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Compass Bank	Birmingham	AL	10/2015	12/2020
Bbva Securities Inc.	Houston	TX	10/2015	12/2020
Bbva Wealth Solutions Inc.	Houston	TX	10/2015	12/2020
Bbva Compass Insurance Agency, Inc.	Austin	TX	01/2018	12/2020
Morgan Stanley Smith Barney Llc	Houston	TX	12/2020	Present

10/2015 → 12/2020

Compass Bank

Birmingham, AL
10/2015 → 12/2020

Bbva Securities Inc.

Houston, TX
10/2015 → 12/2020

Bbva Wealth Solutions Inc.

Houston, TX
01/2018 → 12/2020

Bbva Compass Insurance Agency, Inc.

Austin, TX
12/2020 → Present

Morgan Stanley Smith Barney Llc

Houston, TX

Previous Registrations

2015-10-28 → 2020-12-07

Pnc Managed Account Solutions, Inc.

Houston, TX
2015-10-05 → 2015-10-20

Morgan Stanley

Houston, TX
2014-10-08 → 2015-10-06

Pnc Managed Account Solutions, Inc.

Houston, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-10-06
S63	Uniform Securities Agent State Law Examination	2014-02-24

S65 Uniform Investment Adviser Law Examination

2014-10-06
S63 Uniform Securities Agent State Law Examination

2014-02-24

Other Names

Tattiana Quiros Vargas
Tattiana Quiros Key
Tatiana Quiros Key
Tatiana Quiros Vargas
Tattiana Quiros Vargas
Tattiana Quiros

View on SEC IAPD

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