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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
VA RA APPROVED 2023-08-10
  • NC RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10
  • VA RA
    APPROVED
    Since 2023-08-10

Branch Locations

Quintana Roo • Mexico

1021 East Cary Street Suite 1225, Richmond, VA 23219 • United States

Mechanicsville, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc St Paul MN 02/2011 08/2023
North Star Consultants, Inc Richmond VA 08/2014 Present
Minnesota Life Insurance Company St Paul MN 03/2011 08/2023
Cetera Wealth Services, Llc Durham NC 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Jraa Holdings, Llc Richmond VA 12/2023 Present
  • 02/2011 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 08/2014 → Present
    North Star Consultants, Inc
    Richmond, VA
  • 03/2011 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Durham, NC
  • 08/2023 → Present
    Schaumburg, IL
  • 12/2023 → Present
    Jraa Holdings, Llc
    Richmond, VA
Previous Registrations
  • 2011-06-03 → 2023-08-10
    Securian Financial Services, Inc.
    Richmond, VA
    Albuquerque, NM
    Durham, NC
    Minneapolis, MN
    St. Paul, MN
  • 2011-06-03 → 2012-12-31
    Cri Securities, Llc
    Albuquerque, NM
    Minneapolis, MN
Other Businesses

1. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2013 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 2. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2011, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: JRAA HOLDINGS, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: REAL ESTATE START DATE: 12/2023, POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: HOLDS MULTIPLE RENTAL PROPERTIES, MANAGEMENT AND RENTAL COORDINATION WITH ASSISTANCE OF AIR BNB;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-27
  • S66 Uniform Combined State Law Examination
    2011-05-27
Designations
Other Names
  • Joey P Snyder

View on SEC IAPD

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