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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-03-29
CT RA APPROVED 2013-10-16
  • TX RA
    APPROVED_RES
    Since 2018-03-29
  • CT RA
    APPROVED
    Since 2013-10-16

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

West Simsbury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Hartford CT 08/2013 Present
Other Businesses

Center Commons Homeowner's Association / United States / 1092 Farmington Avenue, West Hartford, Connecticut 06107 / Association (e.g. Trade or Industry, Sport) / Housing management / This entity is responsible for the overall operations of 6 condo units in West Hartford. It is responsible for the caretaking of the premises outside of each of our units (i.e. lawn care, snow removal, outdoor upkeep of the structure). / Treasurer / My responsibilities include collecting monthly HOA dues from our 5 other tenants in our Homeowner's Association, paying the bills for our association, monitoring the bank accounts to ensure liquidity needs are met, and keeping insurance up to date. / Start Date 11/23/2019

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-16
  • S66 Uniform Combined State Law Examination
    2013-10-16
Other Names
  • Katelyn Greco
  • Katelyn Tanner Lycksell
  • Katelyn Tanner Greco Lyck

View on SEC IAPD

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