Kaitlyn Barba

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 09/2013 → Present
  Bank Of America, N.A.
  Chicago, IL

Other Businesses

I*3263266 Entity Type: Entity Charitable Name of OBA: Food Allergy Science Initiative Address: Cambridge, Massachusetts, 02142 Investment Related: No Position, Title, Association: Committee,Other Employee Start Date: 12/02/2025 Number of Hours: 12, Yearly Number of Hours during trading: 12, Yearly Duties: Food Allergy Research- Non profit Attend "Friends of FASI" counsel meetings, attend gatherings and seminars. Offer feedback on FASI marketing materials and strategy for growth

Exams

• S66 Uniform Combined State Law Examination
  2016-09-26