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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-29
NJ RA APPROVED 2022-12-02
  • TX RA
    APPROVED_RES
    Since 2023-05-29
  • NJ RA
    APPROVED
    Since 2022-12-02

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa Morristown, Parsippany, Chatham NJ 10/2012 10/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 10/2022 Present
Bank Of America N.A. Florham Park NJ 12/2022 Present
Previous Registrations
Other Businesses

LEGALSHIELDPREPAID LEGAL PLAN AND IDENTITY THEFT PROTECTION ONE PRE-PAID WAY ADA OK 74820 CORPORATION 39569 I BECAME AN INDENDENT CONTRACTOR (ASSOCIATE) TO MARKET THEIR PRODUCT.NO PRIVATE EX-ASSOCIATE NO DUTIES YESI RECIEVE A MONTHLY OVERRIDE OF APPROX. $300 A MONTH FOR BUSINESS I SIGNED UP FROM 2008-2010 ZER ONO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-07
  • S66 Uniform Combined State Law Examination
    2010-09-07
Other Names
  • Larry Bahneman
  • Lawrence Robert Bahneman
  • Lawrence Bahneman

View on SEC IAPD

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