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Vivian Peters P Carvalho-Mercuri

Ubs Financial Services Inc.

Miami, FL

Miami, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-01-09
TX RA APPROVED 2015-01-06
  • FL RA
    APPROVED
    Since 2015-01-09
  • TX RA
    APPROVED
    Since 2015-01-06

Branch Locations

Miami, FL • United States

100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Coral Gables FL 01/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-25
  • S66 Uniform Combined State Law Examination
    2012-09-25
Other Names
  • Vivian Carvalho
  • Vivian P Carvalho

View on SEC IAPD

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