James Falvey

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2017 → 03/2018
  Timothy Mccahan
  Providence, RI
• 02/2015 → 12/2017
  Santander Bank
  East Providence, RI
• 06/2015 → 12/2017
  Santander Bank Securities Llc
  San Juan, PR
• 03/2018 → 10/2018
  Northwestern Mutual Investment Services Llc
  Providence, RI
• 03/2018 → 10/2018
  Timothy Mccahan
  Providence, RI
• 10/2018 → 06/2021
  Citizens Bank
  Johnston, RI
• 10/2018 → 06/2021
  Citizens Securities Inc.
  Johnston, RI
• 06/2021 → 11/2021
  Citizens Securities Inc.
  Johnston, RI
• 06/2021 → 11/2021
  Citizens Bank N.A
  Johnston, RI
• 11/2021 → Present
  Fidelity Investments
  Smithfield, RI
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2021-12-15 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Merrimack, NH
  Smithfield, RI
• 2018-10-30 → 2021-11-15
  Citizens Securities, Inc.
  Johnston, RI
  Johnston, RI
  Johnston, RI
  Johnston, RI
  Johnston, RI
  Johnston, RI
• 2018-03-22 → 2018-11-02
  Northwestern Mutual Investment Services, Llc
  Providence, RI
• 2017-08-02 → 2017-09-21
  Santander Securities Llc
  East Providence, RI
  Villanova, PA
  Boston, MA
  Providence, RI
  Framingham, MA
  West Hartford, CT
  Providence, RI
  Providence, RI
  Providence, RI
  Providence, RI
  Providence, RI
  Framingham, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-08-01
• S63 Uniform Securities Agent State Law Examination
  2010-09-23

Other Names

• Jim Falvey
• James T Falvey
• James T Falvey
• James Falvey