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Nicholas Thomas Maurillo

Ubs Financial Services Inc.

Naples, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-02-10
FL RA APPROVED 2013-05-01
  • TX RA
    APPROVED
    Since 2014-02-10
  • FL RA
    APPROVED
    Since 2013-05-01

Branch Locations

801 Laurel Oak Drive Suite 500, Suntrust Building, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Fort Myers FL 12/2013 Present
  • 12/2013 → Present
    Ubs Financial Services
    Fort Myers, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-26
  • S66 Uniform Combined State Law Examination
    2013-04-26

View on SEC IAPD

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TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
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