Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
NY RA APPROVED 2021-03-31
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • NY RA
    APPROVED
    Since 2021-03-31

Branch Locations

42-08 Main Street, Flushing, NY 11355 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First American International Bank Flushing NY 06/2003 Present
Cetera Investment Services Llc St. Cloud MN 06/2010 Present
Cetera Investment Advisers Llc Flushing NY 01/2014 Present
  • 06/2003 → Present
    First American International Bank
    Flushing, NY
  • 06/2010 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 01/2014 → Present
    Flushing, NY
Other Businesses

1. BUYING, SELLING AND LEASING RESIDENTIAL REAL ESTATE, 2/HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-06
  • S66 Uniform Combined State Law Examination
    2010-08-06
Other Names
  • Jason Li
  • Jian Cheng Li

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Flushing, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor