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Kovack Advisors, Inc. CRD 140808
$6.28B regulatory AUM 205 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-02-12 |
| TX | RA | APPROVED | 2018-09-04 |
| NJ | RA | APPROVED | 2018-08-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | Islin | NJ | 10/2011 | 12/2016 |
| Scf Securities, Inc. | Fresno | CA | 12/2016 | 08/2018 |
| Scf Investment Advisors, Inc. | Fresno | CA | 02/2017 | 08/2018 |
| Kovack Securities, Inc | Fort Lauderdale | FL | 08/2018 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 08/2018 | Present |
1) DAVIS GLOBAL INC - 15 BELMONT AVE APT 9A EDISON, NJ; PRESIDENT; WEB DESIGN IT CONSULTING; 1-10% OF TIME SPENT; NON INVESTMENT RELATED BUSINESS 2) DBA: SHEILD CAPITAL - 38 EDGEMERE RD LIVINGSTON NJ, 07039; VICE PRESIDENT; FINANCIAL ADVISOR, MANAGE MY BOOK OF CLIENTS AND THEIR INVESTMENTS; INVESTMENT RELATED BUSINESS; 100% OF TIME SPENT 3) INSURANCE AGENT - 38 EDGEMERE RD LIVINGSTON, NJ; LIFE AND HEALTH AGENT; SELL LIFE AND HEALTH INSURANCE; NON-INVESTMENT RELATED; 10% OF TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-22 |
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