David Malcolm Serposs

Current Employers

Employment History

• 01/2015 → 09/2021
  Quasar Distributors, Llc
  Milwaukee, WI
• 01/2015 → 09/2021
  Securian Asset Management, Inc.
  St. Paul, MN
• 10/2021 → 06/2026
  Principal Life Insurance Company
  Minnetonka, MN
• 09/2021 → 06/2026
  Principal Securities Inc
  Minnetonka, MN
• 10/2021 → 06/2026
  Jj Swanson Advisory Group
  Minnetonka, MN
• 10/2021 → 03/2022
  Union Financial, Inc.
  Minnetonka, MN
• 07/2025 → 06/2026
  Bridge Street Wealth Strategies
  Minnetonka, MN
• 06/2026 → Present
  Balefire Wealth, Llc.
  St. Louis Park, MN
• 08/2026 → Present
  Integrity Alliance, Llc
  St Louis Park, MN

Previous Registrations

• 2021-10-13 → 2026-06-25
  Principal Securities, Inc.
  Lake Elmo, MN
  Minnetonka, MN

Other Businesses

1) Balefire, LLC; Investent Related; 14221 Dallas Pkwy, Suite 100, Dallas, TX 75254; RIA focused on wealth management; Employee; 06/22/2026; 40 hours per month; 40 hours during security hours; trategic growth and market expansion of our retirement consulting and advising. Meeting with plan sponsors to conduct retirement plan reviews on plan design, fiduciary governance, and investment oversight of their qualified and non-qualified plans. 2) Malix Productions, LLC; Not Investment Related; 11100 Wayzata Blvd, Unit 405, Minnetonka, MN 55305; DJ business for parties and events; Owner; 02/02/2026; 1 hour per month; 0 hours during security hours; DJ events.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-10-13
• S63 Uniform Securities Agent State Law Examination
  2010-12-06