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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-17 |
| FL | RA | APPROVED | 2024-06-18 |
Branch Locations
350 E Las Olas Blvd 19Th Fl, Fort Lauderdale, FL 33301 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 10/2012 | 11/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bronx | NY | 12/2017 | 07/2018 |
| Bank Of America, N.A./Merrill Lynch | Bronx | NY | 12/2017 | 07/2018 |
| Unemployed | Bronx | NY | 12/2016 | 11/2017 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2018 | 03/2019 |
| J.P. Morgan Securities, Llc | New York | NY | 08/2018 | 03/2019 |
| J.P. Morgan Securities, Llc | New York | NY | 12/2020 | 09/2022 |
| Jp Morgan Chase Bank, N.A. | New York | NY | 12/2020 | 09/2022 |
| Unemployed | Bronx | NY | 04/2019 | 11/2020 |
| Wells Fargo Clearing Services | Charlotte | NC | 09/2022 | 11/2023 |
| Ubs Financial Services Inc | Miami | FL | 12/2023 | 06/2024 |
| Wells Fargo Clearing Services, Llc | Palm Beach Gardens | FL | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2010-08-20 |
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