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Rbc Securities, Inc CRD 103705
$1.52B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-31 |
Branch Locations
18111 Von Karman Ave. 4Th Floor, Irvine, CA 92612 • United States
Irvine, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unionbanc Investment Services | San Clemente | CA | 06/2010 | 05/2018 |
| Union Bank, N.A. | San Clemente | CA | 05/2010 | 05/2018 |
| City National Bank | Irvine | CA | 05/2018 | 03/2024 |
| City National Securities, Inc. | Irvine | CA | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-28 |
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