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Current Employers
Strategic Wealth Management, Llc

2812 Bedford Road Suite 200, Bedford, TX 76021 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-10-06
  • TX RA
    APPROVED
    Since 2014-10-06

Branch Locations

2812 Bedford Road Suite 200, Bedford, TX 76021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Strategic Wealth Management, Llc Bedford TX 05/2015 01/2019
Lpl Financial, Llc Bedford TX 11/2014 Present
Strategic Wealth Management Llc Bedford TX 01/2019 10/2020
Strategic Wealth Management Bedford TX 10/2020 Present
Previous Registrations
  • 2012-10-17 → 2014-11-21
    Bedford, TX
    Boyd, TX
  • 2011-01-03 → 2012-10-25
    Kestra Investment Services, Llc
    Bedford, TX
    Boyd, TX
Other Businesses

(1) 06/07/2012 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STRATEGIC WEALTH MANAGEMENT, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 04/24/2019 - Strategic Wealth Management, LLC - Investment related - At reported business location(s) - Non-Variable Insurance - start date:03/27/2019 - 8 hrs/mo - 1 hr during trading. (3) 5/2/2019 - Strategic Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/24/2014 - 160 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Strategic Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 10/2014. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-27
  • S66 Uniform Combined State Law Examination
    2010-12-27
Designations

View on SEC IAPD

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