Jamie Lee Seim

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-03-13
FL	RA	APPROVED	2010-08-27

TX RA
APPROVED_RES

Since 2017-03-13
FL RA
APPROVED

Since 2010-08-27

Branch Locations

818 Us Highway A1A N Stes 200 & 206, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Ponte Vedra	FL	06/2010	11/2016
Wells Fargo Clearing Services, Llc	Ponte Vedra	FL	11/2016	Present

06/2010 → 11/2016

Wells Fargo Advisors Llc

Ponte Vedra, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Ponte Vedra, FL

Other Businesses

JAX TRAILBLAZERS INC, NOT INV RELATED, JACKSONVILLE, FL. PRESIDENT, START 4/2/2015, 6 HOURS/MONTH, 0 DURING TRADING, BUSINESS NETWORKING ORGANIZATION.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-24

S66 Uniform Combined State Law Examination

2010-08-24

Designations

Certified Financial Planner

View on SEC IAPD