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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-03-27
  • MA RA
    APPROVED
    Since 2024-03-27

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Mansfield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Jersey City NJ 06/2010 05/2021
Charles Schwab & Co., Inc. Boston MA 05/2021 02/2024
Raymond James & Associates, Inc. Mansfield MA 02/2024 Present
Previous Registrations
  • 2021-07-08 → 2024-02-23
    Boston, MA
    Orlando, FL
    Mansfield, MA
    Phoenix, AZ
    Lone Tree, CO
  • 2011-12-16 → 2021-07-07
    Td Ameritrade, Inc.
    Jersey City, NJ
    Jersey City, NJ
    Quincy, MA
    Omaha, NE
    Mansfield, MA
  • 2011-12-16 → 2018-12-10
    Td Ameritrade Investment Management, Llc
    Jersey City, NJ
    Qunicy, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-14
  • S66 Uniform Combined State Law Examination
    2011-12-14

View on SEC IAPD

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