Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-10-30 |
| AL | RA | APPROVED | 2014-09-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Gadsden | AL | 06/2014 | Present |
| Bank Of America N.A. | Gadsden | AL | 12/2014 | Present |
I*94333 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: UNITED WAY OF ETOWAH COUNTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: 605 SOUTH 4TH STREET, GADSDEN, ALABAMA 35902 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 5/24/2016 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 5 DUTIES: UNITED WAY OF ETOWAH COUNTY SEEKS TO IMPROVE LIVES BY MOBILIZING THE CARING POWER OF OUR COMMUNITY. I WILL SERVE ON THE ALLOCATION PANEL WHICH WILL REVIEW MEMBER AGENCY PROGRAMS AND RECOMMEND FUNDING ALLOCATIONS TO THE BOARD OF DIRECTORS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-23 |
Reach out to this advisor