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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-30 |
| AL | RA | APPROVED | 2025-09-09 |
Branch Locations
105 1St Avenue North, Suite F, Cullma, AL 35055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Fairfield | AL | 12/2010 | 09/2025 |
| Wells Fargo Advisors Llc | Fairfield | AL | 08/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fairfield | AL | 11/2016 | 09/2025 |
| Raymond James & Associates Inc. | Cullman | AL | 09/2025 | Present |
| Not Provided | Dora | AL | 10/2025 | Present |
(1) Name of Business: East Walker Education & Development Address: 155 Hosanna Dr , Sumiton, AL, 35148, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Finance/Investment Committee Member, Advisory Board Investment Related: Yes Start Date: 09/08/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Attend monthly board meeting to discuss school related matters. (2) Name of Business: Plain Jane Ventures LLC Address: 476 Sonnys Ln, Dora, AL, 35062, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: Yes Start Date: 08/01/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Perform any duties that may arise while owning the company.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-27 |
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