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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-30
AL RA APPROVED 2025-09-09
  • TX RA
    APPROVED_RES
    Since 2025-09-30
  • AL RA
    APPROVED
    Since 2025-09-09

Branch Locations

105 1St Avenue North, Suite F, Cullma, AL 35055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Fairfield AL 12/2010 09/2025
Wells Fargo Advisors Llc Fairfield AL 08/2011 11/2016
Wells Fargo Clearing Services, Llc Fairfield AL 11/2016 09/2025
Raymond James & Associates Inc. Cullman AL 09/2025 Present
Not Provided Dora AL 10/2025 Present
Previous Registrations
  • 2011-10-12 → 2025-09-16
    Birmingham, AL
    Birmingham, AL
    Fairfield, AL
    Birmingham, AL
    Birmingham, AL
    Mountain Brook, AL
    Birmingham, AL
    Birmingham, AL
    Cullman, AL
    Gardendale, AL
    Cullman, AL
    Jasper, AL
    Cullman, AL
Other Businesses

(1) Name of Business: East Walker Education & Development Address: 155 Hosanna Dr , Sumiton, AL, 35148, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Finance/Investment Committee Member, Advisory Board Investment Related: Yes Start Date: 09/08/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Attend monthly board meeting to discuss school related matters. (2) Name of Business: Plain Jane Ventures LLC Address: 476 Sonnys Ln, Dora, AL, 35062, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: Yes Start Date: 08/01/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Perform any duties that may arise while owning the company.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-11
S63 Uniform Securities Agent State Law Examination 2011-09-27
  • S65 Uniform Investment Adviser Law Examination
    2011-10-11
  • S63 Uniform Securities Agent State Law Examination
    2011-09-27
Other Names
  • William M Sosebee
  • William Major Sosebee
  • Major Sosebee

View on SEC IAPD

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