Michael David Roorda

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-08-22
NY	RA	APPROVED	2021-05-25

TX RA
APPROVED_RES

Since 2025-08-22
NY RA
APPROVED

Since 2021-05-25

Branch Locations

35 Celebration Drive, Rochester, NY 14620 • United States

Fairport, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M&T Securities, Inc.	Buffalo	NY	01/2015	11/2018
Tiaa	Rochester	NY	11/2018	Present
Tiaa-Cref Individual & Institutional Services, Llc	Rochester	NY	11/2018	Present

01/2015 → 11/2018

M&T Securities, Inc.

Buffalo, NY
11/2018 → Present

Tiaa

Rochester, NY
11/2018 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Rochester, NY

Previous Registrations

2015-06-03 → 2018-12-11

M&T Securities, Inc.

Annapolis, MD

Gambrills, MD

Glen Burnie, MD

Severna Park, MD

Arnold, MD

Millersville, MD

Annapolis, MD

Odenton, MD

Annapolis, MD

Annapolis, MD

Other Businesses

COLIN F KENNEDY FOUNDATION POSITION: This was started by personal friends who brother passed away NATURE: We are strengthening the community through providing aid and opportunities to underserved youth and their families. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2022 ADDRESS: 52 Turning Leaf Dr, Pittsford NY 14534, United States DESCRIPTION: Serving on the Board for a local foundationhttp://www.cfkfoundation.org/

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-06-03
S63	Uniform Securities Agent State Law Examination	2011-04-12

S65 Uniform Investment Adviser Law Examination

2015-06-03
S63 Uniform Securities Agent State Law Examination

2011-04-12

View on SEC IAPD