Justin Silverman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 07/2024
  Stifel, Nicolaus & Company, Incorporated
  San Francisco, CA
• 07/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 08/2024 → Present
  Bank Of America, N.A.
  Boston, MA

Previous Registrations

• 2015-12-04 → 2024-07-05
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO
  San Francisco, CA
  Boston, MA
  San Francisco, CA
• 2011-10-28 → 2015-12-04
  Barclays Capital Inc.
  San Francisco, CA
• 2010-10-25 → 2012-04-26
  Thompson Wealth Management, Ltd.
  Concord, MA

Other Businesses

1. Executor, administrator, or personal representative of a family related estate.This is not an investment related position as I am the executor/trustee of the H H Revocable Trust and am just responsible for distributing assets per the trust document and estate attorney. This position started in 12/2022 and should be completed in the next few months. I devote 0 work or business's hours on this role.H H Revocable TrustConcord, MA 01742 I*1888296, Entity Type, Entity Charitable Name of OBA: The Scholarship Fund of Concord and Carlisle Address: Concord Massachusetts 01742 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 05/01/2023No Hours: 3 Monthly No Hours during trading: 0 Duties: Gives need based college scholarships - I am acting as a volunteer trustee I*1941263, Entity Type Entity For Profit, Name of OBA: PORTLOCK HARBOUR HOLDINGS, LLC Address: ConcordMassachusetts 01742 Investment Related: No Position, Title, Association: Owner Employee Start Date: 04/30/2024 No Hours: 0 No Hours during trading:0 Duties: Holds a Canadian vacation property that the family is in the process of inheriting from my late uncle. The Canadian property is the sole asset of the LLC

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-11-21
• S65 Uniform Investment Adviser Law Examination
  2010-10-21

Other Names

• Justin Joseph Silverman