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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
555 Mission St Fl 16, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Newport Beach | CA | 11/2010 | Present |
| Jimmy Cusimano | Newport Beach | CA | 03/2011 | 09/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2015 | Present |
| Brianna Dubel | Newport Beach | CA | 11/2017 | 09/2018 |
| Erik Gomez | Newport Beach | CA | 11/2017 | Present |
| David Hamish Cochrane | Newport Beach | CA | 08/2018 | Present |
| Irina Mcgrath | San Francisco | CA | 01/2020 | 12/2021 |
| Irina Mcgrath | Englewood | CO | 01/2022 | Present |
1. STEPHANIE YANG; NON-INVESTMENT RELATED; 209 PICCOLO, IRVINE,CA 92620; PERSONAL ARTIST/GRAPHIC DESIGNER; OWNER; 100%; 11/21/2014; 5HRS/MONTHLY; DESIGN AND SKETCH CHARACTERS FOR DIGITAL ART ON A COMMISSION BASIS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-15 |
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