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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

555 Mission St Fl 16, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Newport Beach CA 11/2010 Present
Jimmy Cusimano Newport Beach CA 03/2011 09/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2015 Present
Brianna Dubel Newport Beach CA 11/2017 09/2018
Erik Gomez Newport Beach CA 11/2017 Present
David Hamish Cochrane Newport Beach CA 08/2018 Present
Irina Mcgrath San Francisco CA 01/2020 12/2021
Irina Mcgrath Englewood CO 01/2022 Present
  • 11/2010 → Present
    Newport Beach, CA
  • 03/2011 → 09/2018
    Jimmy Cusimano
    Newport Beach, CA
  • 08/2015 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2017 → 09/2018
    Brianna Dubel
    Newport Beach, CA
  • 11/2017 → Present
    Erik Gomez
    Newport Beach, CA
  • 08/2018 → Present
    David Hamish Cochrane
    Newport Beach, CA
  • 01/2020 → 12/2021
    Irina Mcgrath
    San Francisco, CA
  • 01/2022 → Present
    Irina Mcgrath
    Englewood, CO
Other Businesses

1. STEPHANIE YANG; NON-INVESTMENT RELATED; 209 PICCOLO, IRVINE,CA 92620; PERSONAL ARTIST/GRAPHIC DESIGNER; OWNER; 100%; 11/21/2014; 5HRS/MONTHLY; DESIGN AND SKETCH CHARACTERS FOR DIGITAL ART ON A COMMISSION BASIS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-23
S63 Uniform Securities Agent State Law Examination 2011-10-15
  • S65 Uniform Investment Adviser Law Examination
    2013-03-23
  • S63 Uniform Securities Agent State Law Examination
    2011-10-15

View on SEC IAPD

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