Andrew Taylor Spafford

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2017-02-10

NC RA
APPROVED

Since 2017-02-10

Branch Locations

101 N Mcdowell Street Suite 112, Charlotte, NC 28204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massachusetts Mutual Life Insurance Co	Charlotte	NC	05/2010	Present
Mml Investors Services, Llc	Charlotte	NC	02/2016	Present

05/2010 → Present

Massachusetts Mutual Life Insurance Co

Charlotte, NC
02/2016 → Present

Mml Investors Services, Llc

Charlotte, NC

Other Businesses

NAME: A SPECIAL NEEDS PLAN INV REL: Y ADDR: 101 N MCDOWELL ST, STE 112, CHARLOTTE, NC 28204 NATURE: INDIVIDUAL LIFE POSITION: AGENT START: 1/1/2011 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-25

S66 Uniform Combined State Law Examination

2016-03-25

Designations

View on SEC IAPD

Current Employers

Mml Investors Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

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