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Brian Christopher Ericson

Citigroup Global Markets Inc.

New Canaan, CT

Cos Cob, CT

Stamford, CT

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-01-27
  • CT RA
    APPROVED
    Since 2023-01-27

Branch Locations

Cwm Retail, Sales 175 Elm Street, New Canaan, CT 06840 • United States

Cwm Retail, Sales 453 East Putnam Avenue, Cos Cob, CT 06807 • United States

Citi Wealth Management, Sales 750 Washington Blvd, Fl 7, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Mamaroneck NY 08/2014 Present
  • 08/2014 → Present
    Citigroup
    Mamaroneck, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-08
  • S66 Uniform Combined State Law Examination
    2006-08-08

View on SEC IAPD

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LPL FINANCIAL LLC
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J.H. WHITNEY CAPITAL PARTNERS, LLC
CETERA INVESTMENT ADVISERS LLC
ALEXANDER CAPITAL ADVISORS, LLC
GROWE CAPITAL ADVISORS, LLC

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NEW CANAAN, CT
MONECO ADVISORS · New Canaan, CT
LPL FINANCIAL LLC · NEW CANAAN, CT
NPLP MANAGEMENT · NEW CANAAN, CT
J.H. WHITNEY CAPITAL PARTNERS, LLC · NEW CANAAN, CT
CETERA INVESTMENT ADVISERS LLC · New Canaan, CT
ALEXANDER CAPITAL ADVISORS, LLC · NEW CANAAN, CT
GROWE CAPITAL ADVISORS, LLC · NEW CANAAN, CT

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