Cory Michael Huff

Current Employers

Employment History

• 02/2009 → Present
  Lpl Financial, Llc
  Davenport, IA
• 04/2009 → 06/2019
  Unified Wealth Management, Llc
  Scottsdale, AZ

Previous Registrations

• 2009-04-28 → 2019-06-25
  Unified Wealth Management, Llc
  Bettendorf, IA
  Scottsdale, AZ
  Davenport, IA
• 2008-09-17 → 2009-03-04
  Gunnallen Financial, Inc
  Scottsdale, AZ
  Bettendorf, IA
• 2006-05-12 → 2008-09-22
  Thrivent Investment Management Inc.
  Clinton, IA
  St Louis, MO
  St Louis, MO
  Clinton

Other Businesses

1. 03/18/2010: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 10% OF TIME SPNET - TYPE: HEALTH (MEDICARE SUPPLEMENT) 2. 04/13/2015: NOBLE BIRCH WEALTH MANAGEMENT, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 04/15/2015 - 128 HR/MO 8 DURING SECS TRDG HRS 3. 04/13/2015 - Noble Birch Tax Preparation, LLC - INV REL - 5153 Utica Ridge Rd Davenport, IA 52807 - Tax Prep/Accounting/CPA - START 04/15/2015 - 25 HOURS PER MONTH, 2 DURING TRADING - Individual income tax preparation 4. 04/14/2015 - Noble Birch Wealth Management, LLC - INV REL - 5153 Utica Ridge Rd Davenport, IA 52807 - Non-Variable Insurance - START 04/15/2015 - 25 HOURS PER MONTH, 2 DURING TRADING - no insurance agency used. 5. 1/24/2017 - Noble Birch Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/19/2017 - 2 Hours Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2006-05-11