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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

5309 S Mccoll Rd, Edinburg, TX 78539 • United States

2300 W Pike Blvd Ste 104-B, Weslaco, TX 78504 • United States

5309 South Mccoll, Edinburg, TX 78539 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 08/2011 06/2021
Bbva Securities Inc. Weslaco TX 05/2013 06/2021
Bbva Compass Insurance Agency, Inc. Austin TX 08/2011 06/2021
Pnc Managed Account Solutions, Inc Weslaco TX 02/2017 06/2021
Ameriprise Financial Services, Llc Weslaco TX 06/2021 09/2021
Capstone Construction Llc Mcallen TX 09/2020 Present
Avantax Investment Services, Inc. Weslaco TX 09/2021 09/2025
Avantax Insurance Agency, Llc Weslaco TX 09/2021 09/2025
Avantax Advisory Services Weslaco TX 09/2021 09/2025
Capstone Investment Services Llc Weslaco TX 10/2021 Present
Ls Financial Advisors Llc Edinburg TX 03/2025 Present
Cetera Wealth Services, Llc Edinburg TX 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 08/2011 → 06/2021
    Compass Bank
    Birmingham, AL
  • 05/2013 → 06/2021
    Bbva Securities Inc.
    Weslaco, TX
  • 08/2011 → 06/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 02/2017 → 06/2021
    Pnc Managed Account Solutions, Inc
    Weslaco, TX
  • 06/2021 → 09/2021
    Weslaco, TX
  • 09/2020 → Present
    Capstone Construction Llc
    Mcallen, TX
  • 09/2021 → 09/2025
    Avantax Investment Services, Inc.
    Weslaco, TX
  • 09/2021 → 09/2025
    Avantax Insurance Agency, Llc
    Weslaco, TX
  • 09/2021 → 09/2025
    Avantax Advisory Services
    Weslaco, TX
  • 10/2021 → Present
    Capstone Investment Services Llc
    Weslaco, TX
  • 03/2025 → Present
    Ls Financial Advisors Llc
    Edinburg, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Edinburg, TX
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-09-17 → 2025-09-05
    Avantax Advisory Services
    Weslaco, TX
    Edinburg, TX
    Mcallen, TX
    Dallas, TX
  • 2021-06-30 → 2021-09-21
    Weslaco, TX
  • 2017-02-07 → 2021-06-30
    Pnc Managed Account Solutions, Inc.
    Weslaco, TX
Other Businesses

1) CAPSTONE CONSTRUCTION LLC POSITION: Managing Member NATURE: Capstone Construction LLC is a construction company that consist on building construction projects. Capstone Construction builds new homes, remodels and commercial building/finish outs. Capstone Construction LLC hires subcontractors for the building process from ground up. I work with subcontractors after work hours and on weekends. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/03/2020 ADDRESS: 10608 N 28th St, McAllen TX 78504, United States DESCRIPTION: As general contractor my responsibilities include project supervision, hiring of subcontractors, such as plumbing, framing, foundation, electrical, etc.., in order to complete construction projects. 2) CAPSTONE INVESTMENT SERVICES LLC POSITION: Managing Member NATURE: Sale of investment products offered through Avantax. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 10/03/2021 ADDRESS: 2300 W Pike Blvd Ste 104-B, Weslaco TX 78596, United States DESCRIPTION: Meet with clients, client phone calls, determine products based on clients needs and goals. 3) LS FINANCIAL ADVISORS LLC POSITION: OWNER/PARTNER NATURE: Sale of investment products offered through Avantax Wealth Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 03/20/2025 ADDRESS: 5309 S McColl Rd, Edinburg TX 78539, United States DESCRIPTION: Meet with clients, client phone calls, determine products based on clients needs and goals.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-06
S63 Uniform Securities Agent State Law Examination 2010-07-23
  • S65 Uniform Investment Adviser Law Examination
    2017-02-06
  • S63 Uniform Securities Agent State Law Examination
    2010-07-23
Other Names
  • Hector R Llanas

View on SEC IAPD

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