Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
5309 S Mccoll Rd, Edinburg, TX 78539 • United States
2300 W Pike Blvd Ste 104-B, Weslaco, TX 78504 • United States
5309 South Mccoll, Edinburg, TX 78539 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 08/2011 | 06/2021 |
| Bbva Securities Inc. | Weslaco | TX | 05/2013 | 06/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 08/2011 | 06/2021 |
| Pnc Managed Account Solutions, Inc | Weslaco | TX | 02/2017 | 06/2021 |
| Ameriprise Financial Services, Llc | Weslaco | TX | 06/2021 | 09/2021 |
| Capstone Construction Llc | Mcallen | TX | 09/2020 | Present |
| Avantax Investment Services, Inc. | Weslaco | TX | 09/2021 | 09/2025 |
| Avantax Insurance Agency, Llc | Weslaco | TX | 09/2021 | 09/2025 |
| Avantax Advisory Services | Weslaco | TX | 09/2021 | 09/2025 |
| Capstone Investment Services Llc | Weslaco | TX | 10/2021 | Present |
| Ls Financial Advisors Llc | Edinburg | TX | 03/2025 | Present |
| Cetera Wealth Services, Llc | Edinburg | TX | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) CAPSTONE CONSTRUCTION LLC POSITION: Managing Member NATURE: Capstone Construction LLC is a construction company that consist on building construction projects. Capstone Construction builds new homes, remodels and commercial building/finish outs. Capstone Construction LLC hires subcontractors for the building process from ground up. I work with subcontractors after work hours and on weekends. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/03/2020 ADDRESS: 10608 N 28th St, McAllen TX 78504, United States DESCRIPTION: As general contractor my responsibilities include project supervision, hiring of subcontractors, such as plumbing, framing, foundation, electrical, etc.., in order to complete construction projects. 2) CAPSTONE INVESTMENT SERVICES LLC POSITION: Managing Member NATURE: Sale of investment products offered through Avantax. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 10/03/2021 ADDRESS: 2300 W Pike Blvd Ste 104-B, Weslaco TX 78596, United States DESCRIPTION: Meet with clients, client phone calls, determine products based on clients needs and goals. 3) LS FINANCIAL ADVISORS LLC POSITION: OWNER/PARTNER NATURE: Sale of investment products offered through Avantax Wealth Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 03/20/2025 ADDRESS: 5309 S McColl Rd, Edinburg TX 78539, United States DESCRIPTION: Meet with clients, client phone calls, determine products based on clients needs and goals.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-23 |
Reach out to this advisor