Colby Keston Clark

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → 03/2018
  Ifg Advisory, Llc
  Atlanta, GA
• 03/2018 → 12/2019
  Cwm, Llc
  Omaha, NE
• 12/2019 → 12/2025
  Aspire Private Capital
  Cornelius, NC
• 08/2015 → 10/2017
  Lpl Financial, Llc
  Mooresville, NC
• 12/2025 → Present
  Independent Advisor Alliance
  Charlotte, NC

Previous Registrations

• 2019-12-11 → 2026-01-06
  Aspire Private Capital
  Cornelius, NC
• 2018-03-15 → 2019-12-02
  Cwm, Llc
  Mooresville, NC
• 2017-10-18 → 2018-03-19
  Ifg Advisory, Llc
  Mooreswille, NC
  Atlanta, GA

Other Businesses

1. C SQUARED CAPITAL LLC - INV REL - (NO BUSINESS CONDUCTED THROUGH HERE, ENTITY RECEIVES REVENUE FOR ADVISORY AND INSURANCE SALES) - 632 BIG INDIAN LOOP, MOORESVILLE, NC 28117 - START 1/8/2018 - 10 HOURS PER MONTH, 10 HOURS DURING TRADING 2. VARIOUS INSURANCE COMPANIES - INDEPENDENT INSURANCE SALES AGENT - INVESTMENT-RELATED - INSURANCE AND ANNUITY PRODUCT SALES - START DATE 12/5/2019 - 2 HOURS/MONTH - 2 HOURS/MO DURING TRADING VIBE Wealth Partners - DBA of RIA - Investment related - at reported business location - 160hrs/mth

Exams

• S66 Uniform Combined State Law Examination
  2016-08-02