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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-03-07 |
| TX | RA | APPROVED | 2023-03-06 |
Branch Locations
10 Forbes Rd Suite #440 West, Braintree, MA 02184 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wescap Group | Glendale | CA | 08/2016 | 03/2021 |
| Thomas & Walter Quinn, Inc. | Warwick | RI | 11/2020 | Present |
| Longtide Financial Partners | Braintree | MA | 03/2023 | Present |
| Commonwealth Financial Network | Waltham | MA | 03/2023 | Present |
Co-Owner, K&M Properties, LLC, an entity created for the purpose of managing real estate located in Narragansett, RI, as of 2010; 0% of time spent during business hours; Not Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-21 |
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