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Thomas Monroe Walton

Wells Fargo Advisors Financial Network, LLC

Cleveland, OH

St. Louis, MO

Wells Fargo Clearing Services, LLC

Pepper Pike, OH

South Euclid, OH

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-05-05
  • OH RA
    APPROVED
    Since 2026-05-05

Branch Locations

30050 Chagrin Blvd Ste 150, Cleveland, OH 44124 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-04-12
  • OH RA
    APPROVED
    Since 2017-04-12

Branch Locations

30050 Chagrin Blvd Ste 150, Pepper Pike, OH 44124 • United States

South Euclid, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Cleveland OH 11/2014 04/2017
Wells Fargo Clearing Services Llc Cleveland OH 04/2017 Present
Wells Fargo Advisors Financial Network Cleveland OH 05/2026 Present
  • 11/2014 → 04/2017
    Pnc Investments
    Cleveland, OH
  • 04/2017 → Present
    Wells Fargo Clearing Services Llc
    Cleveland, OH
  • 05/2026 → Present
    Wells Fargo Advisors Financial Network
    Cleveland, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-29
  • S66 Uniform Combined State Law Examination
    2011-10-29
Other Names
  • Tommy Monroe Walton

View on SEC IAPD

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Other Offices

FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH
INDEPENDENCE WEALTH ADVISORS, LLC · INDEPENDENCE, OH
VOYA FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH
EAGLE STRATEGIES LLC · Independence, OH
W&S BROKERAGE SERVICES, INC. · INDEPENDENCE, OH
M HOLDINGS SECURITIES, INC. · Cleveland, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Independence, OH
FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH

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