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Current Employers
Summit Global Investments, Llc

620 South Main Street, Bountiful, UT 84010 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-19
AZ RA APPROVED 2025-09-26
CO RA APPROVED 2025-01-02
  • CA RA
    APPROVED
    Since 2025-11-19
  • AZ RA
    APPROVED
    Since 2025-09-26
  • CO RA
    APPROVED
    Since 2025-01-02

Branch Locations

620 South Main Street, Bountiful, UT 84010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group, Inc. Centennial CO 05/2010 08/2023
Rental Property Westminster CO 12/2008 03/2022
Affiliated Financial Group Denver CO 08/2011 08/2023
Creative Concepts Marketing Highlands Ranch CO 12/2011 08/2023
Transamerica Financial Advisors, Inc Centennial CO 01/2012 07/2023
Colonial Life Centennial CO 11/2017 08/2023
Roper Insurance Englewood CO 11/2017 08/2023
Summit Global Investments, Llc. Bountiful UT 08/2023 Present
Verity Investments, Inc. Durham NC 08/2023 11/2023
Equity Services, Inc. Montpelier VT 07/2025 Present
  • 05/2010 → 08/2023
    World Financial Group, Inc.
    Centennial, CO
  • 12/2008 → 03/2022
    Rental Property
    Westminster, CO
  • 08/2011 → 08/2023
    Affiliated Financial Group
    Denver, CO
  • 12/2011 → 08/2023
    Creative Concepts Marketing
    Highlands Ranch, CO
  • 01/2012 → 07/2023
    Transamerica Financial Advisors, Inc
    Centennial, CO
  • 11/2017 → 08/2023
    Colonial Life
    Centennial, CO
  • 11/2017 → 08/2023
    Roper Insurance
    Englewood, CO
  • 08/2023 → Present
    Bountiful, UT
  • 08/2023 → 11/2023
    Verity Investments, Inc.
    Durham, NC
  • 07/2025 → Present
    Equity Services, Inc.
    Montpelier, VT
Previous Registrations
Other Businesses

1) SUMMIT GLOBAL INVESTMENTS, LLC. DBA SUMMIT GLOBAL PRIVATE WEALTH; INVESTMENT-RELATED; BOUNTIFUL, UT; REGISTERED INVESTMENT ADVISER; CONTRACTOR; INVESTMENT ADVISOR REPRESENTATIVE; 08/2023; 160 HOURS PER MONTH; 160 DURING MARKET HOURS; SALES AND RELATIONSHIP MANAGEMENT. 2) G&P NETWORKING, LLC. DBA CERTUS NETWORK, LLC.; NOT INVESTMENT-RELATED; LONE TREE, CO; NETWORKING GROUP; PARTNER; CO-OWNER; 12/2021; 20 HOURS PER MONTH; 20 DURING MARKET HOURS; ATTENDING PRIVATE NETWORKING EVENTS. 3) S & JK GROUP, INC.; NOT INVESTMENT-RELATED; LONE TREE, CO; PASS THROUGH S-CORP; OWNER; OWNER; 04/2018; 5 HOURS PER MONTH; 5 DURING MARKET HOURS; ADMINISTRATIVE DUTIES AND COACHING OR CONSULTING SERVICES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-04-28
S65 Uniform Investment Adviser Law Examination 2011-06-28
  • S63 Uniform Securities Agent State Law Examination
    2012-04-28
  • S65 Uniform Investment Adviser Law Examination
    2011-06-28
Other Names
  • Scott Knaubert

View on SEC IAPD

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