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620 South Main Street, Bountiful, UT 84010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-19 |
| AZ | RA | APPROVED | 2025-09-26 |
| CO | RA | APPROVED | 2025-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group, Inc. | Centennial | CO | 05/2010 | 08/2023 |
| Rental Property | Westminster | CO | 12/2008 | 03/2022 |
| Affiliated Financial Group | Denver | CO | 08/2011 | 08/2023 |
| Creative Concepts Marketing | Highlands Ranch | CO | 12/2011 | 08/2023 |
| Transamerica Financial Advisors, Inc | Centennial | CO | 01/2012 | 07/2023 |
| Colonial Life | Centennial | CO | 11/2017 | 08/2023 |
| Roper Insurance | Englewood | CO | 11/2017 | 08/2023 |
| Summit Global Investments, Llc. | Bountiful | UT | 08/2023 | Present |
| Verity Investments, Inc. | Durham | NC | 08/2023 | 11/2023 |
| Equity Services, Inc. | Montpelier | VT | 07/2025 | Present |
1) SUMMIT GLOBAL INVESTMENTS, LLC. DBA SUMMIT GLOBAL PRIVATE WEALTH; INVESTMENT-RELATED; BOUNTIFUL, UT; REGISTERED INVESTMENT ADVISER; CONTRACTOR; INVESTMENT ADVISOR REPRESENTATIVE; 08/2023; 160 HOURS PER MONTH; 160 DURING MARKET HOURS; SALES AND RELATIONSHIP MANAGEMENT. 2) G&P NETWORKING, LLC. DBA CERTUS NETWORK, LLC.; NOT INVESTMENT-RELATED; LONE TREE, CO; NETWORKING GROUP; PARTNER; CO-OWNER; 12/2021; 20 HOURS PER MONTH; 20 DURING MARKET HOURS; ATTENDING PRIVATE NETWORKING EVENTS. 3) S & JK GROUP, INC.; NOT INVESTMENT-RELATED; LONE TREE, CO; PASS THROUGH S-CORP; OWNER; OWNER; 04/2018; 5 HOURS PER MONTH; 5 DURING MARKET HOURS; ADMINISTRATIVE DUTIES AND COACHING OR CONSULTING SERVICES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-04-28 |
| S65 | Uniform Investment Adviser Law Examination | 2011-06-28 |
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