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Current Employers
Waverly Advisors, Llc

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-05-07
  • LA RA
    APPROVED
    Since 2026-05-07

Branch Locations

2700 Lake Villa Dr Suite 200, Metairie, LA 70002 • United States

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Metairie LA 06/2010 07/2020
Truwealth Advisors, Llc Metairie LA 07/2020 04/2025
Purshe Kaplan Sterling Investments Albany NY 07/2020 04/2022
Truwealth Advisors, Llc Metairie LA 04/2025 04/2026
Waverly Advisors, Llc Birmingham AL 04/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-26
  • S66 Uniform Combined State Law Examination
    2017-06-26
Other Names
  • David P Mire

View on SEC IAPD

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