William Wesley Howton

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-10-01
IL	RA	APPROVED	2018-09-28
AL	RA	APPROVED	2016-10-11
TN	RA	APPROVED	2013-01-31
AR	RA	APPROVED	2010-09-27

TX RA
APPROVED_RES

Since 2018-10-01
IL RA
APPROVED

Since 2018-09-28
AL RA
APPROVED

Since 2016-10-11
TN RA
APPROVED

Since 2013-01-31
AR RA
APPROVED

Since 2010-09-27

Branch Locations

Naperville, IL • United States

Willis Tower 233 South Wacker Drive, Suite 8200 Region 5, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Memphis	TN	02/2013	10/2016
Morgan Stanley	Chicago	IL	10/2016	Present

02/2013 → 10/2016

Morgan Stanley

Memphis, TN
10/2016 → Present

Morgan Stanley

Chicago, IL

Other Businesses

1.Real Estate; Investment related Yes; Rental; Palestine, AR; Role/position/job title (proprietor, partner, officer, director, employee, trustee, agent); June/2018; During business hours: 0; After business hours: 2; 2.Rental Property; Investment related Yes; Rental;(106)Palestine, AR; Sole Proprietor / Owner / Partner; June/2018; During business hours: 0; After business hours: 2; 3.*698056 - Modern Mercantile LLC; Investment related No; Wheatley; Arkansas; Retail/Online Stores; Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2026; During business hours: 0; After business hours: 2; Administrative

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-31

S66 Uniform Combined State Law Examination

2010-08-31

View on SEC IAPD