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Kathryn Marie Ramos

Osaic Wealth, Inc.

Jupiter, FL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-01
  • FL RA
    APPROVED
    Since 2023-09-01

Branch Locations

Jupiter, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rosenblum Wealth Management Jupiter FL 09/2015 Present
Sii Investments Flemington NJ 09/2015 12/2017
Lpl Financial, Llc Jupiter FL 12/2017 01/2021
Sagepoint Financial, Inc. Juniper FL 01/2021 09/2023
Osaic Wealth, Inc. Jupiter FL 09/2023 Present
Kathryn Ramos Port St Lucie FL 10/2023 Present
  • 09/2015 → Present
    Rosenblum Wealth Management
    Jupiter, FL
  • 09/2015 → 12/2017
    Sii Investments
    Flemington, NJ
  • 12/2017 → 01/2021
    Jupiter, FL
  • 01/2021 → 09/2023
    Sagepoint Financial, Inc.
    Juniper, FL
  • 09/2023 → Present
    Jupiter, FL
  • 10/2023 → Present
    Kathryn Ramos
    Port St Lucie, FL
Previous Registrations
  • 2021-02-01 → 2023-09-01
    Osaic Services, Inc.
    Jupiter, FL
  • 2017-12-12 → 2021-01-25
    Jupiter, FL
  • 2015-09-28 → 2017-12-08
    Sii Investments, Inc.
    Flemington, NJ
    Jupiter, FL
  • 2013-01-16 → 2013-12-09
    Invest Financial Corporation
    Basking Ridge, NJ
Other Businesses

1. ROSENBLUM WEALTH MANAGEMENT POSITION: Premier Service Associate NATURE: Sole Proprietorship I believe. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/18/2005 ADDRESS: 4495 Military Trail, Suite 102, Jupiter FL 33458, United States DESCRIPTION: Process paperwork for Lee Rosenblum. 2. KATHRYN RAMOS POSITION: Delivery Driver NATURE: Delivering packages for Amazon Flex (not an employee of Amazon. Contractor paid via 1099) INVESTMENT RELATED: No NUMBER OF HOURS: 48 SECURITIES TRADING HOURS: 0 START DATE: 10/21/2023 ADDRESS: 463 SW North Quick Cir, Port St Lucie FL 34953, United States DESCRIPTION: Delivering packages to client homes that they ordered with Amazon.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-25
  • S66 Uniform Combined State Law Examination
    2012-07-25
Other Names
  • Kathryn Marie Dawson
  • Kathryn Marie Dawson

View on SEC IAPD

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