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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rosenblum Wealth Management | Jupiter | FL | 09/2015 | Present |
| Sii Investments | Flemington | NJ | 09/2015 | 12/2017 |
| Lpl Financial, Llc | Jupiter | FL | 12/2017 | 01/2021 |
| Sagepoint Financial, Inc. | Juniper | FL | 01/2021 | 09/2023 |
| Osaic Wealth, Inc. | Jupiter | FL | 09/2023 | Present |
| Kathryn Ramos | Port St Lucie | FL | 10/2023 | Present |
1. ROSENBLUM WEALTH MANAGEMENT POSITION: Premier Service Associate NATURE: Sole Proprietorship I believe. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/18/2005 ADDRESS: 4495 Military Trail, Suite 102, Jupiter FL 33458, United States DESCRIPTION: Process paperwork for Lee Rosenblum. 2. KATHRYN RAMOS POSITION: Delivery Driver NATURE: Delivering packages for Amazon Flex (not an employee of Amazon. Contractor paid via 1099) INVESTMENT RELATED: No NUMBER OF HOURS: 48 SECURITIES TRADING HOURS: 0 START DATE: 10/21/2023 ADDRESS: 463 SW North Quick Cir, Port St Lucie FL 34953, United States DESCRIPTION: Delivering packages to client homes that they ordered with Amazon.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-25 |
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