Marissa Kay Waldron

Employer firm

Carlson Financial CRD 295907

$632M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 09/2017
  Fisher Investments
  Camas, WA
• 12/2017 → Present
  Carlson Financial (Dba Of Carlson & Company Financial Services)
  Glen Allen, VA
• 01/2018 → 11/2018
  Global Financial Private Capital, Llc
  Sarasota, FL
• 09/2017 → 12/2017
  Unemployed
  Lynden, WA

Previous Registrations

• 2018-12-04 → 2021-12-31
  Carlson Financial
  Beaufort, SC
  Colorado Springs, CO
  Virginia Beach, VA
  Topeka, KS
• 2018-01-26 → 2019-04-26
  Global Financial Private Capital, Inc.
  Virginia Beach, VA
  Topeka, KS
  Glen Allen, VA
  Sarasota, FL
• 2014-05-14 → 2017-10-23
  Fisher Investments
  Plano, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-05-14

Designations

• Certified Financial Planner

Other Names

• Marissa Kay Van Diest