Arthur James Surridge

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2016-09-26

SC RA
APPROVED

Since 2016-09-26

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Fort Mill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Fort Mill	SC	07/2016	Present

07/2016 → Present

Lpl Financial, Llc

Fort Mill, SC

Previous Registrations

2014-03-14 → 2016-07-26

Wells Fargo Clearing Services, Llc

Charlotte, NC

Other Businesses

1. 06/10/2024 - Real Estate Rental - Landlord - Investment Related - Fort Mill, SC - Start Date 04/15/2024 - 2 Hours Per Month/ 0 Hours During Trading 2. 01/28/2026 - Other - 3D Printing - Not Investment Related - Home Based - Start Date 11/04/2025 - 10 hours per month

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-03-14
S63	Uniform Securities Agent State Law Examination	2010-08-23

S66 Uniform Combined State Law Examination

2014-03-14
S63 Uniform Securities Agent State Law Examination

2010-08-23

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews