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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-04-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 02/2018 | 10/2021 |
| Bank Of America, N.A. | Houston | TX | 02/2018 | 10/2021 |
| Colonial Life | Houston | TX | 07/2013 | 03/2018 |
| J.P. Morgan Securities Llc | Houston | TX | 10/2021 | 06/2022 |
| Jp Morgan Chase Bank, N.A. | Houston | TX | 10/2021 | 06/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 06/2022 | 07/2024 |
| Bank Of America N.A. | Houston | TX | 06/2022 | 07/2024 |
| Pnc Investments Llc | Houston | TX | 07/2024 | 04/2026 |
| Mariner | Overland Park | KS | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-24 |
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