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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2016-09-15
TX RA APPROVED 2016-09-15
  • MO RA
    APPROVED
    Since 2016-09-15
  • TX RA
    APPROVED
    Since 2016-09-15

Branch Locations

520 Maryville Centre Drive Suite 410, St Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Chesterfield MO 09/2011 09/2016
Stifel Nicolaus & Co Inc Chesterfield MO 09/2016 Present
  • 09/2011 → 09/2016
    Wells Fargo Advisors, Llc.
    Chesterfield, MO
  • 09/2016 → Present
    Stifel Nicolaus & Co Inc
    Chesterfield, MO
Previous Registrations
Other Businesses

1. St. Louis Children's Hospital - Young Friends Board; One Childrens Place St Louis MO 63044; Hospital Foundation; Young Friends Board Member; Board Member; affiliation started 09/30/2016; 3 hours per month; not during securities trading hours; not investment-related. 2. St Louis Children's Hospital; 1 Children's Place St. Louis, MO 63110; Health Care; Development Board; Board Member; 01/01/2026; 3hrs/mth; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-15
  • S66 Uniform Combined State Law Examination
    2011-12-15

View on SEC IAPD

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