Caleb W Stertzer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 04/2024
  Ameritas Life Insurance Corp
  Lincoln, NE
• 11/2011 → 04/2024
  Ameritas Investment Company, Llc
  Lincoln, NE
• 11/2011 → 04/2024
  Central Ohio Financial Management Group
  Worthington, OH
• 11/2021 → 04/2024
  Ameritas Advisory Services, Llc
  Lincoln, NE
• 04/2024 → Present
  Lpl Financial Llc
  Westerville, OH

Previous Registrations

• 2021-11-01 → 2024-04-17
  Ameritas Advisory Services, Llc
  Worthington, OH
• 2011-11-14 → 2021-11-01
  Ameritas Investment Company, Llc
  Worthington, OH
  Lincoln, NE
  Lincoln, NE

Other Businesses

1) 03/22/2024 - Bluestone Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 2 Hours per month. 2) 07/13/2026 - Stertzer Planning LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Westerville, OH - 160 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2011-11-07