James Dominic Rosales

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-02-24

TX RA
APPROVED

Since 2023-02-24

Branch Locations

4750 N Jupiter Rd Ste 224, Garland, TX 75044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jim Rosales Insurance Agency	Garland	TX	03/2011	Present
State Farm Vp Management Corp.	Garland	TX	03/2011	Present
State Farm Investment Management Corp	Garland	TX	02/2023	Present

03/2011 → Present

Jim Rosales Insurance Agency

Garland, TX
03/2011 → Present

State Farm Vp Management Corp.

Garland, TX
02/2023 → Present

State Farm Investment Management Corp

Garland, TX

Other Businesses

1) James Rosales's Insurance Agency; Insurance Agency; Investment-related; 4750 N Jupiter Rd Ste 224 Garland, TX 75044-5861; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 03/01/2011; 80; 80; Service customers and supervise employees

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2010-07-30

S63 Uniform Securities Agent State Law Examination

2010-07-30

Designations

Chartered Financial Consultant

Other Names

Jim Rosales
Jimmy Rosales

View on SEC IAPD