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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-16 |
| FL | RA | APPROVED | 2020-01-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Panama City | FL | 08/2010 | 12/2019 |
| Thrivent Financial For Lutherans | Appleton | WI | 01/2011 | 12/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Panama City | FL | 12/2019 | Present |
| Bank Of America, N.A. | Panama City | FL | 02/2020 | Present |
HABITAT FOR HUMANITY OF BAY COUNTYPOSITION: Committee Member NATURE: Habitat for Humanity of Bay County FL, Inc.is an ecumenical Christian organization that welcomes volunteers from all faiths who are committed to helping Habitat in its mission of eliminating poverty housing.With the help of hundreds of volunteers Habitat builds decent and affordable houses for people in need.Homes are sold with no profit made.Homeowners contribute "sweat equity" and their no-interest mortgage payments are recycled into the 'Fund for Humanity' to build additional homes. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 05/14/2013ADDRESS: Panama City FL 32401, United StatesDESCRIPTION: As acommittee member, I attend the monthly board meeting that takes place on the third Tuesday of every month at noon.BAY ARTS ALLIANCEPOSITION: Board Member NATURE: Bay Arts Alliance provides opportunities for cultural enrichment through broad based educational experiences, music & arts programs, quality performances, exhibits, and events. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/18/2018ADDRESS: Panama City FL 32401, United StatesDESCRIPTION: As a board member I attend monthly board meetings held in the evening.CROSSING PATHSPOSITION: Board Member NATURE: Through volunteer labor, discounted skilled labor, and materials, CROSSing Paths, focuses on exterior ramps for the physically disabled and making bathrooms and doorways handicapped accessible. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2018ADDRESS: Panama City FL 32405, United StatesDESCRIPTION: As a board member I attend monthly board meetings and occasionally I volunteer for ramp builds. I*1071266For profit or not for profit: Name of outside business organization: Andrada Woodworking and Furniture RepairInvestment related: NAddress of business: Panama City, FloridaNature of business: ["Business or Industry Organization"]Position, title, association:Other, Start date of relationship: 1/1/2023Number of hours devoted: 40 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Owner, Director, Chief Engineer and Day laborer. I*911235, Entity Type: , Name of OBA: Rotary Club of Downtown Panama City, Address: Panama City, Florida, 32401, Investment Related: N, Position, Title, Association: Officer, Employee State Date: 07/05/2022, No Hours: 2 Weekly, No Hours during Trading: 1 Weekly, Duties: Lead meetings and attend Zone meetings.Service above Self.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-20 |
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