Patrick Sanford Mullins

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 03/2017
  Penn Mutual Life Insurance Co
  Horsham, PA
• 03/2016 → 03/2017
  Hornor Townsend & Kent Inc
  Horsham, PA
• 03/2017 → 09/2018
  Raymond James & Associates
  Birmingham, AL
• 09/2018 → 04/2019
  Raymond James & Associates
  Boulder, CO
• 04/2019 → 09/2019
  Unemployed
  Broomfield, CO
• 09/2019 → 12/2022
  Key Investment Services
  Aurora, CO
• 12/2022 → 07/2026
  Wells Fargo Clearing Services, Llc
  Greenwood Village, CO
• 07/2026 → Present
  Lpl Financial Llc
  Englewood, CO

Previous Registrations

• 2022-12-02 → 2026-07-15
  Wells Fargo Clearing Services, Llc
  Denver, CO
  Greenwood Village, CO
  Englewood, CO
• 2019-09-05 → 2022-12-12
  Key Investment Services Llc
  Aurora, CO
  Denver, CO
  Brooklyn, OH
  Aurora, CO
• 2017-04-05 → 2019-04-10
  Raymond James & Associates, Inc.
  Birmingham, AL
  Boulder, CO

Other Businesses

1. 06/2026 - Patrick Mullins - Artist/ Musician - Not Inv Related – 4 Hour(s)/Month – 0 Hour(s) During Trading – Englewood CO 80113 – OBA Start Date: 12/15/2022

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-04-04
• S63 Uniform Securities Agent State Law Examination
  2017-02-07

Other Names

• Patrick Sanford Mullins
• Patrick Mullins