Melanie Joy Gotts

Employer firm

Raymond James (Usa) Ltd. CRD 25853

$1.99B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1992 → 11/2017
  Nesbitt Burns Securities Ltd.
  Regina
• 07/2017 → 11/2017
  Bmo Nesbitt Burns Securities Ltd
  Calgary, Ab
• 11/2017 → Present
  Raymond James Ltd.
  Regina
• 05/2018 → 03/2024
  Raymond James (Usa) Ltd.
  Regina
• 07/2024 → Present
  Raymond James (Usa) Ltd.
  Regina, Saskatchewan

Other Businesses

RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH CIRO, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. MELANIE GOTTS IS LOCATED AT SUITE 202 - 2631 28TH AVENUE. REGINA, SK , S4S 6X3 AND HAS BEEN EMPLOYED SINCE NOVEMBER 17, 2017. SHE IS A FULL TIME EMPLOYEE AND HER TITLE WITH RJL IS "PORTFOLIO MANAGER". SHE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HER JOB DUTIES INCLUDE SALES AND PORTFOLIO MANAGEMENT SERVICES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-08-26
• S63 Uniform Securities Agent State Law Examination
  1999-03-23

Other Names

• Melanie Gotts