Brian John Pingree

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → Present
  Jpmorgan Chase Bank, N.A.
  San Francisco, CA
• 07/2012 → Present
  J.P. Morgan Securities Llc
  San Francisco, CA

Other Businesses

Entity Name: Cold Beers Unlimited LLC Investment related: No Address: 2665 Main Street, Santa Monica, CA 90405 Nature of the other business: Alcohol Beverages Position/Title/Relationship: Owner/Partner Start Date: 02/05/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Private beer company. My role is a passive investor.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-10-18
• S63 Uniform Securities Agent State Law Examination
  2012-10-15