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Michael Robert Stutzman

Cetera Investment Advisers LLC

Omaha, NE

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-14
NE RA APPROVED 2019-06-21
  • TX RA
    APPROVED
    Since 2021-10-14
  • NE RA
    APPROVED
    Since 2019-06-21

Branch Locations

1121 N. 102Nd Ct Suite 202, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services, Inc. Ralston NE 09/2015 06/2019
Foresters Advisory Services Ralston NE 01/2017 06/2019
Michael Stutzman, Inc. Papillion NE 10/2018 Present
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Ralston NE 06/2019 Present
  • 09/2015 → 06/2019
    Foresters Financial Services, Inc.
    Ralston, NE
  • 01/2017 → 06/2019
    Foresters Advisory Services
    Ralston, NE
  • 10/2018 → Present
    Michael Stutzman, Inc.
    Papillion, NE
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Ralston, NE
Previous Registrations
  • 2017-02-07 → 2019-06-21
    Foresters Advisory Services, Llc
    Ralston, NE
Other Businesses

1) DANIEL K GROSS CATHOLIC HS FOOTBALL COACH 2) OWM INC, DBA FOR CETERA INVESTORS, 40% OWNER, 10/HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-23
S63 Uniform Securities Agent State Law Examination 2015-07-06
  • S66 Uniform Combined State Law Examination
    2017-01-23
  • S63 Uniform Securities Agent State Law Examination
    2015-07-06
Designations

View on SEC IAPD

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LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
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