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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-15
  • FL RA
    APPROVED
    Since 2024-05-15

Branch Locations

2601 Cattlemen Rd Ste 200, Sarasota, FL 34232 • United States

240 S Main St, Decatur, IL 62523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2010 Present
Northwestern Mutual Investment Services, Llc Sarasota FL 09/2010 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2014 Present
  • 06/2010 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2010 → Present
    Sarasota, FL
  • 06/2014 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, TWP ENTERPRISE, LLC, 889 MACEWEN DRIVE, OSPREY, , FLORIDA, 34229, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 06/16/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 3. 70% OWNER, TPHM HOLDINGS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 06/16/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 4. OWNER, DECATUR BEACH HOUSE RESTAURANT, 2301 E. LAKE SHORE DRIVE, DECATUR, , ILLINOIS, 62521, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 12/1/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-17
  • S66 Uniform Combined State Law Examination
    2010-12-17

View on SEC IAPD

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