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Matthew Martin Bauer

Charles Schwab & Co., Inc.

San Antonio, TX

Albuquerque, NM

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2017-10-18
  • NM RA
    APPROVED
    Since 2017-10-18

Branch Locations

1435 Loop 1604 West Suite 101, San Antonio, TX 78258 • United States

2442 Louisiana Blvd Ne, Albuquerque, NM 87110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Albuquerque NM 06/2015 Present
Charles Schwab Bank, Ssb Albuquerque NM 10/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-29
S63 Uniform Securities Agent State Law Examination 2016-01-13
  • S66 Uniform Combined State Law Examination
    2017-09-29
  • S63 Uniform Securities Agent State Law Examination
    2016-01-13

View on SEC IAPD

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