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John Dows Evans

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pepper Pike, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-28
OH RA APPROVED 2022-06-01
  • TX RA
    APPROVED
    Since 2022-06-28
  • OH RA
    APPROVED
    Since 2022-06-01

Branch Locations

30195 Chagrin Blvd, Pepper Pike, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman, Sachs & Co. New York NY 07/2011 02/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pepper Pike OH 02/2022 Present
Clearstead Advisors Cleveland OH 02/2017 02/2022
Bank Of America, N.A. Pepper Pike OH 03/2022 Present
  • 07/2011 → 02/2017
    Goldman, Sachs & Co.
    New York, NY
  • 02/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pepper Pike, OH
  • 02/2017 → 02/2022
    Clearstead Advisors
    Cleveland, OH
  • 03/2022 → Present
    Bank Of America, N.A.
    Pepper Pike, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-04-22
S66 Uniform Combined State Law Examination 2011-09-28
  • S63 Uniform Securities Agent State Law Examination
    2022-04-22
  • S66 Uniform Combined State Law Examination
    2011-09-28
Designations
Other Names
  • John D Evans
  • John D Evans
  • John Dows Evans

View on SEC IAPD

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Other Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
WELLS FARGO CLEARING SERVICES, LLC · PEPPER PIKE, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLEVELAND, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
ELIZABETH PARK CAPITAL MANAGEMENT, LTD · PEPPER PIKE, OH
VIRTERA PARTNERS LLC · PEPPER PIKE, OH

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