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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-07-25 |
| IL | RA | APPROVED | 2015-12-08 |
| TX | RA | APPROVED | 2015-12-08 |
Branch Locations
One North Wacker Drive Ste 3300, Chicago, IL 60606 • United States
Bradenton, FL • United States
Kenilworth, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Chicago | IL | 12/2015 | Present |
1. Ari's Extra Inning / 1521 Georgetown Road, Suite 104 Hudson,Ohio 44236-4078 / Foundation/ Charities, Cultural, Educational & Political Organisations / make grants to charitable organizations / Officer / / Offer feedback about where my family should donate / Start Date 11/02/2015 / 2. A. M. Gift Trust, duty as trustee to ensure money is managed appropriately, Boulder Colorado United States-80302, oversee management of trust assets, start date-4/1/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-02 |
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